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Christopher Commission
Results: 605

#	Item
461	September 11, 2007 Via Electronic Mail The Honorable Christopher Cox, Chairman U.S. Securities and Exchange Commission Attn: Nancy M. Morris, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-12 16:03:39 73rd United States Congress Financial regulation Government United States U.S. Securities and Exchange Commission Regulation S-X Securities Exchange Act Regulatory Flexibility Act Securities Act United States securities law SEC filings United States Securities and Exchange Commission
462	AKIN G U M P S T R A U S S H A U E R & FELDLLP Attorneys at Law Richard B. Zabel[removed]806Olfax: [removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-17 15:42:46 United States securities law United States Securities and Exchange Commission Financial regulation Short selling 73rd United States Congress U.S. Securities and Exchange Commission Naked short selling Christopher Cox Short Financial economics Investment Finance
463	December 15, 2008 Via Electronic Mail: [removed] Florence E. Harmon Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-16 16:11:56 United States securities law United States Securities and Exchange Commission Stock market Short selling Naked short selling U.S. Securities and Exchange Commission Securities Exchange Act Short Christopher Cox Financial economics Finance Business
464	Microsoft Word - 486850_4.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-14 13:54:57 Business United States securities law 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act Securities Act Initial public offering Christopher Cox U.S. Securities and Exchange Commission Stock market Finance Financial economics
465	_________________________________________________________________________________________________________ 1875 Century Park East, Suite 700 \| Los Angeles, CA[removed] \| [removed] \| www.guziklaw.com February 27, 20 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-02-28 11:31:15 United States Securities and Exchange Commission United States corporate law Financial regulation Securities and Exchange Commission Securities regulation in the United States Government Business Christopher Cox Investor Protection and Securities Reform Act United States securities law Corporate crime U.S. Securities and Exchange Commission
466	Regulations Modernization in Presented By: Christopher Drake Deputy General Counsel Office of the Governor Add to Reading List Source URL: www.administrativerules.org Language: English - Date: 2014-07-11 13:52:46 United States administrative law Independent Regulatory Review Commission Government Administrative law Regulation Public administration
467	tlnitnl ~tatrs ~rnatr ES151785 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-16 14:48:41 Financial regulation Business Risk Christopher Cox Conflict minerals Corporate crime U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act
468	NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION FOR IMMEDIATE RELEASE December 12, 2006 State Securities Regulators Report Increases in Enforcement Actions, Money Ordered Returned to Investors & Years of Incarcerati Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2006-12-12 18:25:04 Financial system North American Securities Administrators Association Securities fraud Financial economics Finance Securities Commission of New Zealand Christopher Cox Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation Securities
469	July 25, 2008 Christopher Cox Chairman U.S. Securities and Exchange Commission 100 F Street N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-28 15:46:34 Fixed income securities Credit rating agencies Bonds Structured finance Nationally recognized statistical rating organization United States housing bubble Municipal bond Bond credit rating Collateralized debt obligation Financial economics Finance Economics
470	KPMG LLP 757 Third Avenue New York, NY[removed]Telephone[removed]Fax Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-03-10 10:28:04 Finance Sarbanes–Oxley Act Public Company Accounting Oversight Board KPMG Internal control Audit Christopher Cox U.S. Securities and Exchange Commission Corporate governance Auditing Accountancy Business

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